business address is in a country or jurisdiction specified in the database in Clause 14(3); (2) a corporate client with complex shareholding or functional structures that may raise doubt or difficulty in

financial difficulty and unable to maintain adequate net capital as prescribed. The revised rules include rectification period, restriction of business operations during rectification period and undertakings

Bangkok, July 10, 2014 ? The SEC is seeking public comment on proposed revision of rules applicable to securities companies facing financial difficulty and unable to maintain adequate net capital as

>   Consultation เอกสารรับฟังความคิดเห็น   Consultation Paper เอกสารแนบ × Hearing Document   Download Document 4/2565 SEC Thailand’s public hearing on the proposed rules to raise the standard of digital asset

, “Leadership Role and Sustainable Business,” and the launch of Gender Corner. The event aimed to raise awareness of women in leadership role and gender equality, and to recognise listed companies’ support for

funding through capital market’s fundraising mechanisms and tools. To support liquidity of businesses affected by the COVID-19 pandemic who wish to raise fund using REIT buy-back, the SEC has considered

addressed by everyone. As a result, those who fail to seriously emphasize on adopting the said practices will face the difficulty in running businesses in the future.

and medium-size enterprises (SMEs) and startups in Thailand and Asian region toward utilizing advanced technology, such as crowdfunding, to raise fund. With those businesses? capability to raise fund

World Investor Week is a global campaign to raise awareness about the importance of investor education and protection promoted by the International Organization of Securities Commissions (IOSCO). The

Thai ESG funds. The initiative is expected to raise the public awareness of long-term savings to promote financial wellness and drive Thailand towards sustainable development. For more details