of such suitability. It shall also provide basic advice to the client in order to raise the client’s awareness on the importance of asset allocation and determine investment proportion or enter into a
Derivatives Intermediaries (No. 7) dated 9 February 2017 (effective on 16 February 2017). 15 acknowledge the result of such suitability. It shall also provide basic advice to the client in order to raise the
source of information to listed companies? annual reports. In this regard, to raise listed companies? awareness on importance of information disclosure in annual reports as well as self-development on
operators and relevant agencies, thus, needs to know and understand the principles and rationales of customer’s data protection and are required to operate their businesses in compliance with the Personal
September, which approved the promotion of social enterprises to be able to raise funds for the development of communities, societies, and the environment.SEC will further collaborate with the OSEP in
) information according to sub clause (a) and (b) arranged in form which the client would be able to understand correctly and without being mistaken; (4) the advertisement shall have appropriate caution regarding
precise language that stakeholders will easily understand. These communication tools will surely benefit for organizations and public. Also, all of us must be more cautious about asking, sharing, using
today due to very good response of the first project from provincial businesses. Moreover, the SEC is fully aware of business operators? needs who are interested in capital market and how to raise fund by
: Improving the Data Environment Developing a rich data environment will encourage fundraisers to continually improve the quantity and quality of ESG-related data they produce, and to understand how it adds