To ensure that asset management companies primarily manage funds for the investors’ benefits, SEC has revised the regulations in order to control and monitor mutual fund management by requiring
, which will lead to the improvement of the audit oversight in Thailand” SEC gives priority to audit quality which is an essential factor to raise the credibility of the financial
startups to raise funds from investors through public offering and allow their shares to be traded in a secondary market. SMEs intending to raise fund through public offering and to have their shares
Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)
report quality, promoting an appropriate internal control system, and preventing frauds. The Securities and Exchange Commission (SEC), on September 29, 2020, held a public live talk on the topic
Bangkok, July 8, 2016 ? The SEC Independent Audit Inspection Activities Reports for the second-cycle period during 2013-2015 have shown significant progress in the quality control system of audit
increase of 1,076.51 million baht at the extraordinary general shareholders’ meeting on February 23, 2024. This would raise the current registered capital of 358.84 million baht to 1,435.35 million baht
of SEC approved-auditors. The project aims to support small and medium enterprises (SMEs) with a potential to raise fund through capital market and expected to help enhance Thailand?s readiness to
to have failed to maintain sufficient quality control system in accordance with the professional standards, which will raise the investor protection and creditability of Thai capital market to be in
://www.sec.or.th/TH/Pages/News_Detail.aspx?SECID=8887 ’ digital assets under BX’s control or possession to other wallets which are not purported to keep client’s assets Following the announcement of BX (which