Capital Market Supervisory Board by failing to put in place a sufficient and effective system for protecting the client’s asset that is investing assets of clients in private company bond which violated
of the Capital Market Supervisory Board by failing to put in place a sufficient and effective system for protecting the client’s asset that is investing assets of clients in private company bond which
notification of the Capital Market Supervisory Board by failing to put in place a sufficient and effective system for protecting the client’s asset that is failing to segregate assets under its custody as assets
วิจัยจากธนาคารโลกผ่านระบบ VDO Conference เพื่อประกอบการจัดเก็บข้อมูลในการจัดอันดับความยาก-ง่ายในการประกอบธุรกิจ (Doing Business 2021) ในประเทศไทย เรื่องการคุ้มครองผู้ลงทุนเสียงข้างน้อย (Protecting
ปี 2564 (Ease of Doing Business 2021) ตัวชี้วัดที่ 6 การคุ้มครองผู้ลงทุนเสียงข้างน้อย (Protecting Minority Investors) และได้เชิญผู้แทนจากสำนักงานศาลยุติธรรม กรมพัฒนาธุรกิจการค้า กระทรวงพานิชย์
measures for protecting shareholders and investors.“Supervision of securities trading activities to ensure market orderliness and fairness is one of the measures for protecting the interests of shareholders
are different from REIT regulations. For example, the real estate-backed ICO currently lacks a mechanism for monitoring and overseeing the management of assets and for protecting the interest of
undisclosed except in the case of disclosure by virtue of law or for the benefit of the financial institution system or the public; (e) members shall not help or support fraudulently any act deemed to be an
undisclosed except in the case of disclosure by virtue of law or for the benefit of the financial institution system or the public; (e) members shall not help or support fraudulently any act deemed to be an
the derivatives broker including spouse, cohabiting couple and minor children thereof, and any person who has facts or circumstances that allow the SEC to consider that he/she is the undisclosed