institutes. In addition, SEC is collaborating with Thailand Securities Institute (TSI) in promoting alternative approaches to delivering knowledge and skill training courses to trainees anytime, anywhere
youngsters’ knowledge on savings and financial disciplines and cultivate a personal finance ability as a life skill, starting from young ages to grow a strong saving habit in adulthood.
firm – a. Undertakes only those engagements that the firm can reasonably expect to be completed with professional competence b. Appropriately considers the risks associated with providing professional
competence of investment in a variety of products and enhancing intermediaries? competitiveness in preparation for the BOT?s Capital Account Liberalization Plan, the SEC has promoted dissemination of
turnover in busy season? 4 How does the firm address concerns regarding the competence and capabilities of engagement team members, including ensuring they have sufficient time to perform their
its business with honesty, fairness and integrity by strongly being concerned about the market integrity as a whole; (2) skill, care and diligence An intermediary shall conduct its business with due
with honesty, fairness and integrity by strongly being concerned about the market integrity as a whole; (2) skill, care and diligence An intermediary shall conduct its business with due skill, care and
integrity by strongly being concerned about the market integrity as a whole; (2) skill, care and diligence An intermediary shall conduct its business with due skill, care and diligence; 2 (3) management and
แบ่งปันประสบการณ์และให้ความรู้พื้นฐานและเสริมทักษะชีวิต (life skill) ด้านการจัดการและบริหารการเงินของตัวเองให้ดีกว่าที่เคย การออมและการลงทุนที่เหมาะสม รวมถึงการสร้างภูมิคุ้มกันทางการเงินที่แข็งแกร่ง กับ
failure to keep complete record of the securities trading orders were deemed as failure to perform the duties with due care and professional competence under the Notifications of Capital Market Supervisory