directors, managers, persons with authority to manage an advisor of financial institution, or personnel with duty to provide advice on financial services, manage or receive clients’ capital. This is because
ASSET PLUS FUND MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 20/08/2001 - 20/08/2001
plays the role of promoting and developing the professional standards of financial advisors as they help to select and screen the quality of companies applying for listing in the stock market while also
professional duties with responsibility and care** by signing the documents knowing that no actual service was provided. SEC, therefore, orders the following administrative sanctions: (1) {D
Professional Portfolio International Ltd. Website: www.ppi-advisory.com : Unlicensed securities and derivatives business (Disclosure Date : 21/07/2014)
Facebook Page ชื่อ Professional stock trading : Unlicensed securities and derivatives business (Disclosure Date : 13/12/2023)
Professional Portfolio International Ltd. Website: www.ppi-advisory.com : Unlicensed securities and derivatives business (Disclosure Date : 21/07/2014)
Facebook Page ชื่อ Professional stock trading : Unlicensed securities and derivatives business (Disclosure Date : 13/12/2023)
Facebook Page ชื่อ Stock and fund professional : Unlicensed securities and derivatives business (Disclosure Date : 03/07/2024)
Common share | Initial Public Offering | Offering Date - 14/07/2004 - 15/07/2004