Notification. “ critical function ” means any activities related to services, transactions or any other functions of an intermediary, the disruption of which would significantly affect customers, business
activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers, business operation, reputation, position and results
financing. “Critical function” means any activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers, business
securities financing. “Critical function” means any activities related to services, transactions or any other functions of a securities company, the disruption of which would significantly affect customers
risk management capacity and lower potential disruption to the overall market in compliance with international standards. Essentially, the amendment would require that the senior management of securities
pandemic of COVID-19 followed by the government’s order of a temporary business shutdown to limit the spread of COVID-19 applying from 22 March 2020 until the present affects our partners and customers
Supervision Board Members (19 November 2009 - Present) SHARE : Detail Content Chairman of the Capital Market Supervision Board (Secretary-General) Thirachai Phuvanatnaranubala 19 November 2009 - 4
materiality of ESG information Integrate into analysis and valuation Present in research report 9 ESG INFORMATION Sources • Company disclosures and publications • Meetings and correspondence with company
> SEC Board > The SEC Commission Members (16 March 1992 - Present) Our Structure SHARE : Detail Content SEC Chairman (Minister of Finance) Suthee Singsane 17 March 1992 - 15