and trustworthy, the Securities and Exchange Commission hereby issues the principles for undertaking business as follows: (1) honesty, fairness and integrity An intermediary shall conduct its business
intermediary obligates to operate its businesses properly, fairly and in compliance with codes of conduct and professional standards and in order that an intermediary’s services are reliably and trustworthy, the
-entities. To utilize the benefit of crowdfunding, the business-entities should be legally established, efficiency managed, and highly transparent. These key factors will enhance the trustworthy of the
more trustworthy.”ThaiBMA Director Mr. Tada Phutthitada said “the DLT will help increase the efficiency of securities issuing , clearing and settlement , and other systems. Furthermore, the DLT will
from being capital market personnel and considered lacking trustworthy characteristics of directors and executives of issuing companies. Thus, the SEC revoked the approval as securities investment
businesses were assisted in transition to become more transparent in order to meet with good corporate governance practices while commit to create value for shareholders and to be trustworthy for investors
Ponzi scheme. Such scheme can be detected by ambiguous business plans, products or platforms, as well as the lack of trustworthy personnel. Therefore, investors should be extra cautious not to get
trustworthy and proactive organization, improving the Thai capital market to become an increasingly efficient and significant source of financing, and in parallel, increasing contributions to the country's
(KYC) process.(2) Encouraging the use of the NDID platform for the elimination of redundancy in identity proofing process. The platform is trustworthy regulated under the laws, decreases the burden
collaborating with all stakeholders. The SEC strives to enhance the benefits and well-being of people through being a trustworthy and proactive organization, improving the Thai capital market to become an