imposed on 10 persons, namely (1) {A} (2) {B} (3) {C} (4) {D} (5) {E} (6) {F} (7) {G} (8) {H} (9) {I} and (10) {J}.With the referral from the Stock Exchange of Thailand on irregular trading in UKEM shares
Thailand on irregular trading in SLC shares during March 31 - April 29, 2010, the SEC probed into the case and found records kept by the suspects regarding the details of the group trading in SLC shares
} Securities Plc., as well as {D}, {E} and {F}, for manipulating RICH share price.With the referral from the Stock Exchange of Thailand on irregular trading in RICH shares by a group of persons from May 10 to
approximately 30,000 shares to more than 600,000 shares. The seven offenders conspired to cause such irregular trading activities. Sathit was the financial source for the scheme whereby Tanyapa passed along the
found at http://investor.ais.co.th/newsroom_set.html 2. In December 2017, the NBTC has announced new progressive rates of the license fee. Operators are required to calculate the new rates retroactive
reporting environment, the AARG must continue to be progressive and work closely with the profession to raise audit quality standards and provide reliable financial reporting in ASEAN.? _________________
’ participation in the ASEAN CIS Framework marks a progressive step towards greater integration of ASEAN capital markets. The enhanced reach of the platform will open up new opportunities and markets to both
evaluated on a quarterly basis. 1.3 Crisis and Emergency Risks: Internal contingency plans were designed to cope with crises and emergencies such as natural disasters and any irregular incidents that may
(e.g., close relative) and engages in irregular trading while the company has not disclosed the inside information, shall be deemed to have engaged in insider trading as well. In addition, it is illegal
. Natcha Suttipate and (8) Ms. Nijjawan Iamsaard were involved in the wrongdoing of Thanaporn by executing transactions for clients whose activities were clearly irregular in violation of the bank's