Smart Income : Unlicensed securities and derivatives business (Disclosure Date : 21/07/2021)

BBL ASSET MANAGEMENT COMPANY LIMITED|Cross Investing Fund | Offering Date : 08/05/2017 - 16/05/2017

KRUNGSRI ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 26/11/2014 - 03/12/2014

European fixed income – trends and analysis SEC Classification : ใชภ้ายใน (Internal) - R E S P O N S I B L E I N V E S T M E N T - ESG Incorporation & Investment Strategies in Fixed Income Carmen

UOB ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Feeder Fund | Offering Date : 18/02/2020 - 25/02/2020

SCB ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 20/02/2018 - 26/02/2018

KIATNAKIN PHATRA ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund ,Super Savings Fund : SSF | Offering Date : 10/01/2022 - 17/01/2022

MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED| | Offering Date : 22/08/2017 - 12/09/2017

The Revenue Department has prepared a draft bill amending the Revenue Code relating to the improvement of income tax payment from investors investing in debt securities through mutual funds. The

juristic offenders in eight cases and the total remittance of more than 50 million baht as public revenue.  Mr. Somchai Pongpattanasin, SEC Assistant Secretary?General in charge of the Enforcement Division