SCB Asset Management Company Limited Between January 28, 2020 and March 3, 2021 SCB Asset Management Company Limited (“SCBAM”), a fund management company, failed to comply with the rules, conditions
CAPITAL ENGINEERING NETWORK PUBLIC COMPANY LIMITED Capital Engineering Network Public Company Limited (“CEN”), a securities issuer, had the duty to prepare and submit the Interim Management
TMB Asset Management Company Limited Between November 1, 2019 and November 30, 2021 TMB Asset Management Company Limited, a fund management company, failed to comply with the rules, conditions and
E FOR L AIM PUBLIC COMPANY LIMITED E for L Aim Public Company Limited (“EFORL”) had a duty to prepare and submit the Management Discussion and Analysis for the year 2018 within 28 February 2019
E FOR L AIM PUBLIC COMPANY LIMITED E for L Aim Public Company Limited (“EFORL”) had a duty to prepare and submit the Management Discussion and Analysis for the year 2019 within 2 March 2020. However
Management Discussion and Analysis within the period specified by the Notification of the Capital Market Supervisory Board. SEC Act S.56(4) Settlement Committee Meeting No. 6/2022 Settlement Committee Order
E FOR L AIM PUBLIC COMPANY LIMITED E for L Aim Public Company Limited (“EFORL”) had a duty to prepare and submit the third quarter Management Discussion and Analysis for the year 2020 within 16
UOB Asset Management (Thailand) Company Limited UOB Asset Management (Thailand) Company Limited, a fund management company, disclose investment information which is failed to comply with the rules
Phillip Asset Management Company Limited Phillip Asset Management Company Limited had duties to prepare and submit the Daily Subscription and Redemption Report of Mutual Fund (“Form A-2”) to the SEC
UOB Asset Mannagement [Thailand] Co.,Ltd, Between May 13, 2019 and August 1, 2021, UOB Asset Mannagement [Thailand] Co.,Ltd, a fund management company, there is a system to ratio monitoring and