Audit Firm’s record - Normal
Applicant’s personal record and audit firm’s record – fast track
On 14 December 2023, SEC Secretary-General Pornanong Budsaratragoon and the management team attended the opening ceremony of the 6th Money Expo 2023 Bangkok Year-End, which was presided over by Mr
: Detail Content Opening Keynote Arkhom Termpittayapaisith, Minister of Finance “ EU-Asia Financial Services Dialogue " By Asia Securities Industry & Financial Markets Association (ASIFMA) and Afore
: Detail Content Opening Keynote Arkhom Termpittayapaisith, Minister of Finance “ EU-Asia Financial Services Dialogue " By Asia Securities Industry & Financial Markets Association (ASIFMA) and Afore
, SEC Secretary-General will give opening remarks at 20.00 hours (local time), followed by a live exclusive interview with Ms. Hester Peirce, US SEC Commissioner, on the topic, “ U.S. SEC’s Move on
SEC Office Notification No. Kor Thor 13/2549 Re: Rules for Undertaking Derivatives Business for Licensed Derivatives Broker (No. 2) dated 02/05/2006 (Translation) 5 Division 2 Opening of the Derivatives
not exceeding 26.6 million baht), plus an investment fund for opening new branches at an approximate value of 351 million baht. The total transaction value is approximately 777.6 million baht. A
examine and shall keep the said record for at least five years from the date of the account opening. Clause 26. In the services of derivatives broker, derivatives broker shall not display false statements
SEC Office Notification No. Kor Thor 13/2549 Re: Rules for Undertaking Derivatives Business for Licensed Derivatives Broker (No. 2) dated 02/05/2006 (Translation) 5 Division 2 Opening of the Derivatives