management, compliance, and internal audit based on the principles of the Three Lines of Defense to ensure the effectiveness of securities company oversight and to further promote recognition of the

DODD-FRANK ACT • Financial crisis revealed behemoth players in financial industry were not overseen by any regulatory authority • Dodd-Frank mandated additional SEC oversight on PE and HF firms JUNE 22

and Audit Oversight >   Auditor Supervision >   Related Forms Regulations SHARE : Detail Content ​​​​Financial reporting and audit oversight   2. Auditor supervision 2.5 Related Forms  Related Forms  1

>   Financial Reporting and Audit Oversight >   Related Web Links Regulations SHARE : Detail Content ​Financial reporting and audit oversight   Related Web Link  ​ The Federation of Accounting Professions (TFAC

× 2023 SEC Oversight of Securities Short Selling ContactUs ​​​​​​​​​​​​​​

interest entities; and - Exercising that responsibility either directly or through independent oversight. Reference : เอกสารแนบ 1 2 https://www.ifiar.org/IFIAR/media/Documents/General/About%20Us/Charter

SHARE : SEC and Thai Digital Asset Association in collaborative discussion to strategize digital asset advancement and oversight Tuesday 26 December 2023 Documents SHARE : Building Confidence in the

and Audit Oversight >   Auditor Supervision >   Related Rules and Regulations Regulations SHARE : Detail Content ​​​Financial reporting and audit oversight   2. Auditor supervision ​   Relate Rules and

Reporting and Audit Oversight >   Supporting Accounting Profession to be in line with International Standards Regulations SHARE : Detail Content ​​​ Financial reporting and audit oversight   1. Supporting

page​​​. ​Save and Close​​ × Home >   Laws/Regulations >   Regulations >   Financial Reporting and Audit Oversight >   Auditor Supervision >   Independent Audit Oversight