giving advice or information on foreign currency denominated capital market products through Thai business operators, are not subject to the requirements to obtain licenses for investment advisory service
Facebook page ชื่อ Working Money : Unlicensed securities and derivatives business (Disclosure Date : 28/03/2024)
Facebook page ชื่อ Working Money : Unlicensed securities and derivatives business (Disclosure Date : 28/03/2024)
, however, there is any matter that SEC Board has not specifically specified, then the provisions under the Trade Association Act will be applied mutatis mutandis; (2) Provision that will
branch managers, and (4) enhance efficiency of investor protection by requiring business operators to ensure office branches appropriately accessible to investors, and inform clients sufficiently in
prohibited except in the form of deposit with commercial bank(s). In this regard, digital asset business operators and the clients may agree on an interest rate not exceeding the actual rate the business
would not only improve the efficiency of debt offering supervision but also lighten the loads of debt issuers and maintain appropriate protection for investors. For such proposes, the SEC Office is
not planning to amend the regulations related to preparation and submission of interim financial statements* of listed companies. However, SEC deems it is necessary to propose amendment to the SEA to
of Audit Research Project, revealing the main reason why stakeholders or related parties have failed to see the value of audit is because they do not fully understand the roles and responsibilities of
SEC Working Papers Forum ครั้งที่ 8/2558 SEC Working Papers Forum คร้ังท่ี 8/2558 การทดสอบ Put-Call Parity ดว้ยฟิวเจอร์สใน TFEX จุฑาทิพย์ เลิศบูรพา คณะพาณิชยศาสตร์และการบัญชี มหาวิทยาลัยธรรมศาสตร์