Financial Reporting Standards No. 9 (TFRS9) which is being revised by the Thailand Federation of Accounting Professions under the Royal Patronage of His Majesty The King (TFAC) which will become effective
#&"Tahoma"&12&KC0C0C0 SEC Classification : ใช้ภายใน (Internal) B. Recruitment B Recruitment: Firm's Reference /Guidance Notes Description 1 Does the firm have recruitment policies and procedures? (full-time
0 ] Ref. No. IVL 001/05/2021 6 May 2021 The President The Stock Exchange of Thailand Subject: Submission of Quarterly Review of Financial Statements and the Management Discussion and Analysis of
and continuance of client policies and procedures? If yes, mode of communication. If no, how does the firm inform its personnel or what kind of process that the firm use to ensure that its staff
10. Scheme amendment 11. Increases in registered capital and scheme capital 12. Classification of investment units 13. Conversion of a Closed-End to an Open-End fund 14. Amalgamation and merger of
10. Scheme amendment 11. Increases in registered capital and scheme capital 12. Classification of investment units 13. Conversion of a Closed-End to an Open-End fund 14. Amalgamation and merger of
amendment Increases in registered capital and scheme capital Classification of investment units Conversion of a Closed-End to an Open-End fund Amalgamation and merger of mutual fund Procedures in a case of
) Procedures for incorrect pricing Sale and repurchase of investment units Preparation of mutual fund reports Scheme amendment Increases in registered capital and scheme capital Classification of investment
fund reports Scheme amendment Increases in registered capital and scheme capital Classification of investment units Conversion of a Closed-End to an Open-End fund Amalgamation and merger of mutual fund
fund reports Scheme amendment Increases in registered capital and scheme capital Classification of investment units Conversion of a Closed-End to an Open-End fund Amalgamation and merger of mutual fund