following personal data: 1.1 Definitions and examples of data collected by the SEC Office Personal data: Data of a personal nature, for example, identification number/passport number, title, name, surname

guidelines, the manual and the disclosure checklists available on the SEC website. - 2 - Table of Contents Part 1: Business Operation Page 1. Policy and business overview 2. Nature of business 3. Rick factors

guidelines, the manual and the disclosure checklists available on the SEC website. Table of Contents Part 1: Business Operation Page 1. Policy and business overview 2. Nature of business 3. Rick factors 4

of investor’s wealth creation and the fund raising of issuers. SEC supervised the intermediary and has collection of annual fees at the current rate for some time.SEC, therefore, has a plan to revise

following Divisions and Departments:           2.1 Enforcement Division comprises Enforcement Department, Litigation Department and Administrative Appeals Center, supervised by Assistant Secretary-General

as well as licensees which cease business operations.For financial institutions supervised by other lead regulators and licensed to operate securities or derivatives businesses, such as commercial

diverse nature of the PF business, and maintain standards and quality of the business for the best interest of clients. The SEC conducted an initial hearing on the principles for amending the PF rules in

Part 1 Business Operation and Operating Results 1. Organizational structure and operation of the group of companies 1.1 Policy and business overview Provide an overview on the background and nature of

structure and operation of the group of companies 1.1 Policy and business overview Provide an overview on the background and nature of the businesses operated by the Company or the group of companies which

Network Co., Ltd., Change of Names&Nature of Business Operations of Subsidiaries&the Acquisition of the Assets&Connected Transactions of the Company&its Subsidiaries (Revised) 21/05/2021 07:53 The