Governance Center. Assistant Secretary-General Waratchya Srimachand is the Head of this Division. 1.2 Market Intermediaries Division led by Assistant Secretary-General Paralee Sukonthaman. This
through which the objectives of the company are set, and the means of attaining those objectives and monitoring performance are determined. The Principles do not intend to prejudice or second-guess the
well as the Democratic Form of Government with His Majesty the King as Head of State, (2) Integrity, good conscious and accountability to duties, (3) Decisiveness and proper and fair conduct, (4
operation of securities business in the category to be commenced including measure for controlling and monitoring the compliance with the policy and measures set in place; (c) operational system promptly for
สำนักงานสั่งพักการดำเนินธุรกิจ List of company licensed Securities Financing (Securities Company) Company Head office 1 TSFC SECURITIES PUBLIC CO.,LTD. 9TH FLOOR, PLOENCHIT TOWER, 898 PLOENCHIT ROAD
สำนักงานสั่งพักการดำเนินธุรกิจ List of company licensed Securities Underwriting (Securities Company) Company Head office 1 AIRA SECURITIES PUBLIC CO.,LTD. 319 CHAMCHURI SQUARE BUILDING, 17TH & 20TH FLOOR
สำนักงานสั่งพักการดำเนินธุรกิจ List of company licensed Securities Dealing (Securities Company) Company Head office 1 AIRA SECURITIES PUBLIC CO.,LTD. 319 CHAMCHURI SQUARE BUILDING, 17TH & 20TH FLOOR
สำนักงานสั่งพักการดำเนินธุรกิจ List of company licensed Securities Brokerage: Investment Units (Securities Company) Company Head office 1 PINE WEALTH SOLUTION SECURITIES CO.,LTD. 989 , SIAM PIWAT TOWER
สำนักงานสั่งพักการดำเนินธุรกิจ List of company licensed Securities Brokerage (Securities Company) Company Head office 1 AIRA SECURITIES PUBLIC CO.,LTD. 319 CHAMCHURI SQUARE BUILDING, 17TH & 20TH FLOOR
สำนักงานสั่งพักการดำเนินธุรกิจ List of company licensed Mutual Fund Management (Securities Company) Company Head office 1 ABERDEEN ASSET MANAGEMENT (THAILAND) LTD. 179 BANGKOK CITY TOWER BUILDING,28TH