not lose the money if making investment decision on the advice. Furthermore, {A} failed to immediately submit orders to close out derivatives positions as directed by the client, causing the client to
according to the generally accepted accounting principles (GAAP). In addition, the SEC has directed POWER to correct its financial statements for the years 2004 and 2005 and the second quarter of 2006
accessibility. A concerted effort was also directed towards elevating investor awareness and education in the realm of bond investment. The overarching aim was to strengthen the credibility of the Thai bond
. However, Mr. Suphanan failed to perform his duty as directed and submitted a clarification letter to the SEC. The SEC considered his explanation inadmissible. The SEC has viewed that Mr. Suphanan’s
Bangkok, August 23, 2011 - The SEC has directed Yarnapund Plc. ("YNP") to rectify its financial statements for Q3/2010 and for the year 2010. The Company is required to submit to the SEC and publicly
(www.tsi-thailand.org). Inquiries can be directed to the SET at tel. 02-229-2730-9. The committee of ?Capital Market for Students? project is comprised of: 1. Captain Suchart Jaovisidha
enhancement of our business capabilities to achieve sustainable growth and returns while maintaining our long-term market leadership. Guided by our core strategies of “Customer Centricity”, KBank has extended
, Chonburi Province at an unreasonably high price. Additionally, they directed IEC to pay fees for acquiring waste management rights as part of a sub-contract, even though Bhusana and Sunjutha had already
of clients refusing to pay for SECC share purchase transactions which caused damage to brokerage firms, the SEC directed the affected companies to immediately report the impacts and actions taken to
startup firms for enhancement of our business capabilities to achieve sustainable growth while maintaining our market leadership over the long term. Guided by our core strategies of “Customer Centricity