Facebook page Trading Gold Market Stock impersonates HUA SENG HENG Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 07/08/2024)
Bangkok, December 4, 2012 ? The SEC organised training programs for both the SEC staff and capital market personnel to keep pace with new securities and derivatives trading methods and prepare them
trading orders made in the trading room, a violation of Clauses 20(3) of the Notification of the Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operator to
Bangkok, February 25, 2015 ? The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities Plc. for obtaining authorization to make derivatives and securities trading decisions
market linkages in consistence with Capital Market Development Master Plan. Summarized proposals to revise provisions against unfair securities trading practices are as follows: 1) Insider trading
Facebook page BDMS Trading Market กรุงเทพดุสิตเวชการ impersonates Bangkok Dusit Medical Service Plc. : Unlicensed securities and derivatives business (Disclosure Date : 19/08/2024)
Facebook page Global gold trading market ฮั่วเซ่งเฮง impersonates HUA SENG HENG Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 14/08/2024)
Bangkok, May 25, 2015 - The SEC revoked an approval of {A}, a capital market investment consultant, for trading securities on behalf of client, making trading decision for securities in the account
Bangkok, February 6, 2015 - The SEC suspended {A}, a capital market investment consultant of Capital Nomura Securities PLC., for receiving trading orders from a person who was not the owner of