probed into Wiroj case and found that he failed to inform the rules of volatile stock such as stock's risk and settlement duties to the client before submission of purchase order. As a result, the client
and found that he failed to inform the rules of volatile stock such as stock's risk and settlement duties to the client before submission of purchase order. As a result, the client had to settle the
can be managed in the end of 4th quarter, where the CPO price was increased. ▪ The Biodiesel’s ratio of cost of sales to total revenue in 2019 was increased from 2018 to 1.24% or increased by 1.26%. The
before falling in March 2020. However, the Company had been managed inventories turnover to maximize efficiency. ▪ In the 1st quarter of 2020, the Biodiesel’s ratio of cost of sales to total revenue was
. However, the Company had been managed inventories turnover to maximize efficiency. ▪ In the 2nd quarter of 2020, the Biodiesel’s ratio of cost of sales to total revenue was increased from in the 2nd quarter
managed inventories turnover to maximize the efficiency as follow; ▪ In the 3rd quarter of 2020, the Biodiesel’s ratio of cost of sales to total revenue was decreased from the 3rd quarter of 2019 to 21.54
เติมพบว่า {ก} ไม่แจ้งหลักเกณฑ์ Volatile Stock ซึ่งเป็นข้อปฏิบัติเกี่ยวกับข้อมูลความเสี่ยงของหลักทรัพย์บางหลักทรัพย์ และภาระหน้าที่ในการชำระเงินค่าซื้อหลักทรัพย์ดังกล่าวให้ลูกค้าทราบก่อนที่ลูกค้าสั่งซื้อ
., Ltd. (K-Asset) and SCB Asset Management Co., Ltd. (SCBAM), as well as the equity funds managed by both companies. Evidence indicated that she had performed her duty dishonestly in order to obtain
as mentioned above. The details of the established subsidiary company are as follows: Subsidiary Company’s Name : Gofive Company Limited Type of Business : IT Consulting, software, and managed services