the securities company start-up an operation, it meets the following qualifications; (1) maintain a net liquid capital according to rules prescribed by the notification of the Securities and Exchange
) maintain a net liquid capital according to rules prescribed by the notification of the Securities and Exchange Commission governing the maintenance of financial status of a licensed securities company; (2
derivatives broker start-up an operation, it meets the following qualifications; (1) maintain a net liquid capital according to rules prescribed by the notification of the Securities and Exchange Commission
derivatives broker start-up an operation, it meets the following qualifications; (1) maintain a net liquid capital according to rules prescribed by the notification of the Securities and Exchange Commission
branch office, provided that on date the derivatives broker start-up an operation, it meets the following qualifications; (1) maintain a net liquid capital according to rules prescribed by the notification
operating securities business | - |- Registration |- Net Liquid Capital Rule (Section 49) |- Executives / Personnel | - |- Approval & Qualifications (Section 24) |- Major Shareholders | - |- Approval
regard, the annual fee is calculated based on the shareholders’ equity presented in the financial statements for the latest accounting year that have been submitted to the SEC. In case of a listed company
รายชื่à¸à¸œà¸¹à¹‰à¸ªà¸à¸šà¸šà¸±à¸à¸Šà¸µà¸—ี่ได้รับความเห็นชà¸à¸š EN TH The Securities and Exchange Commission, Thailand Name CPA No. Latest Period of
รายชื่à¸à¸œà¸¹à¹‰à¸ªà¸à¸šà¸šà¸±à¸à¸Šà¸µà¸—ี่ได้รับความเห็นชà¸à¸š EN TH The Securities and Exchange Commission, Thailand Name CPA No. Latest Period of
to maintain sufficient liquid assets, which can readily be converted to cash, so that they are able to respond to market conditions without having significant impact on their asset market prices