The SEC proposed to amend the regulations relating to annual fee regime for intermediaries to improve equality of fee rate among intermediaries operating the same activities and to ease the burden
ประสบการณ์ในการให้คำปรึกษาโครงการที่สำคัญ เช่น การพัฒนาความยากง่ายในการประกอบธุรกิจ Ease of Doing Business และการจัดทำแผนธุรกิจขององค์กร เป็นต้น _______________________
market personnel for ease-of-use; for example, qualifications, approval process, and duties of the capital market personnel. The draft rules also include a wealth advisor as a new type of capital market
affirmed that he had learned of {A}'s trading on his behalf. In this case, {A} has paid compensation to the client already.Making securities trading decisions on behalf of client is in violation of Clause 20
either contract amount or price. {A} then submitted derivatives trading orders on the client's behalf whereas the client affirmed that he had learned of the trading and allowed {A} to do so. Making
material to {X1} Company share price. The purchases were made through trading accounts of his son in which Sumit was an authorized person. In late 2012, {A} learned of the information concerning {X1} Company
learned from the Board of Directors Meeting Agendas. In addition, he did not report his conflict of interest to the Board of Directors that on January 25, 2016 he bought 10,000 contracts of JASH16 Futures
aim to strengthen supervision on capital market business operation. Lessons learned from both organizations’ experience on cases with widespread impacts on the stakeholders were also shared for
learned the facts and development of the company?s capital increase all along. However, on 3 November 2014 at 12.53 p.m. he notified the SET that the news of MLINK holding a management meeting whose main
การนำเทคโนโลยีมาอำนวยความสะดวกให้ผู้ลงทุนเข้าถึงบริการในตลาดทุนได้ง่าย และสามารถปรับเปลี่ยนรูปแบบที่ต้องการรับบริการได้สะดวกรวดเร็ว (ease of switching) โดยได้รับเกียรติจากวิทยากรผู้เชี่ยวชาญหลากหลายสาขา