SEC Secretary-General Ruenvadee Suwanmongkol said: "As capital market personnel, investment consultants, investment planners and investment analysts all have important roles to play. Therefore, the SEC supervisory framework focuses on their capability to maintain qualifications in accordance with the governing rules as well as their knowledge on investment and regulations related to investor services. This is to ensure that such capital market personnel can provide appropriate advice and useful...
Bangkok, December 11, 2014 ? The Securities and Exchange Commission, Thailand (SEC) and alliances comprising the Bank of Thailand, the Office of Insurance Commission, the Stock Exchange of Thailand, the Thai Bankers ' Association, the Association of Thai Securities Companies, the Association of Investment Management Companies, the Thai Financial Planners Association, and True Corporation Plc. launched Thailand?s first financial reality show ?The Money?. The show emphasizes on financial knowledg...
Under the DR Linkage, depositary receipts representing securities listed on one market will be issued for trading on the other. The enhanced connectivity between the two markets will increase cross-border investment opportunities for investors. “To promote development of cross-border products, SEC Thailand has put considerable efforts to revise rules and regulations related to DR issuance in Thailand, which entered into force on 16 June 2021. These amendments help to enhance flexibility f...
launch of ?The Pride in Thai Innovative and Creative Businesses? Project, aiming to promote raising fund through capital market for innovative and creative businesses. The application period will last
the Association of Investment Management Companies (AIMC), announced the launch of “Thailand ESG Fund: Thai ESG” on 8 December 2023. On this occasion, 16 asset management companies rolled out 22
Republic of Korea, Japan, New Zealand and Australia ? Thailand is making preparations for the launch of passport funds within 2017 as all five capital market regulators have 18 months to issue relevant
SEC is in the process of preparing to open up a booth at the National Children’s Day 2020 event at the Rajvithi Home for Girls on Saturday, 11 January 2020, facilitated by Ministry of Social Development and Human Security (MSDHS). The theme of the event is “Super Thai Kids Care About Saving”, under which the SEC is one of the attendants to open booths therein, where over 1,000 kids between 6-12 years are expected to attend the event. SEC Secretary-General Ruenvadee Suwanmongkol said “One...
The Vibhavadi Zero Waste campaign was organized by SEC which invited listed companies located or having a project located along Vibhavadi Road to jointly manage waste in the organizations in an effective manner to reduce non-recyclable and single-use waste to the minimum. The campaign attracted a number of business sector units and was officially launched on 4 December 2019, Thai Environment Day. The opening of the campaign was attended by 32 listed companies in the Stock Exchange with an...
(Launch of the Integrated National Financing Framework (INFF) and the Insurance and Risk Finance Initiative for Thailand)” จัดโดยโครงการพัฒนาแห่งสหประชาชาติประจำประเทศไทย (UNDP) ร่วมกับมูลนิธิสถาบันวิจัย
SEC Secretary-General Ruenvadee Suwanmongkol said that since the regulations on details of mutual fund schemes supporting the establishment of SSF to invest mainly in listed securities took effect on 13 March 2020, SEC has already approved 17 such SSFs established by 13 asset management companies. “SEC has expedited the approval process to make sure that IPO of this special SSF can begin on 1 April 2020,” added Ms. Ruenvadee. On 10 March 2020, the Cabinet approved tax exemption on SSF in...