strictly monitor and supervise their investment consultants to follow such requirements, the SEC may consider that they have inefficient compliance systems and may pursue further actions.?The trading volume

. That is, the securities broker failed to Inefficient management and management of liquidity risks. (2) failed to maintain the net capital (“NC”) in accordance with the rules, conditions and procedures

annual registration statement of the fund.In addition, asset management companies and trust managers are required to disclose the latest asset appraisal report and appraisal review report within 30

financial statements due to limited audit scope imposed by AIE management regarding inefficient internal control system on cost of sales and inventories. Consequently, AI auditor did not express opinion on

auditor was unable to express opinion on AIE?s 2014 financial statements due to limited audit scope imposed by AIE management regarding inefficient internal control system on cost of sales and inventories

connected transaction.    Moreover, the IFA observes a significant point related to the appraisal prices of the three land plots that they are materially different even though the current land has been

land from Mr. Niphon charoenkij Director of KCM at appraisal value of 3.09 MB, which was assessed by SEC listed appraisal company in capital market. This transaction is the Company’s related party

the auditing standards were found.  Somchai stated in his reports on YNP?s financial statements for the year 2008 and Q1/2009 that appraisal value of land, where one of the company?s plants is located

, 2018 Government Land Appraisal Price : 28,605,000.00 Baht or 500,000.00 Baht/rai -Buyer: Miss Wantanee Worawiwat 59/4 Mu 1 Tambon Na Ta Khwan, Muang Rayong, Rayong Province. It is not a related party to

due to inefficient internal control system with regard to the cost of sales and the inventory of 2014 and insufficient evidence to clarify decrease in the production yield. The AIE auditor also