of the Securities and Exchange Commission No. SorNor. 1/2554 Re: Examination and Disclosure of List of Foreign ETF Units and Application for Investment Allotment for Units of Foreign ETF By virtue of
misconduct occurred.Following a report of the Stock Exchange of Thailand, the SEC further probed into the case and found that {A} activated an inactive securities trading account of a client in order to submit
) at an offering price of Baht 5 per share, totaling Baht 494,079,200. Details of the increase in the Company’s registered capital including allotment of new ordinary shares are described in the Capital
) at an offering price of Baht 5 per share, totaling Baht 494,079,200. Details of the increase in the Company’s registered capital including allotment of new ordinary shares are described in the Capital
share shall be disregarded) at an offering price of Baht 5 per share, totaling Baht 494,079,200. Details of the increase in the Company’s registered capital including allotment of new ordinary shares are
share shall be disregarded) at an offering price of Baht 5 per share, totaling Baht 494,079,200. Details of the increase in the Company’s registered capital including allotment of new ordinary shares are
manager or higher who is responsible for the line of work which takes part in making decisions on securities allotment or the line of work which has an opportunity to obtain inside information relating to
is responsible for the line of work which takes part in making decisions on securities allotment or the line of work which has an opportunity to obtain inside information relating to an offer for sale
, investors have investment options to achieve the returns they desire under acceptable risks.If such investors are persons required by the Bank of Thailand to get foreign investment allotment by SEC, the Thai
issuance of POLAR-W4 and the issuance and offering of convertible debenture, and (5) allotment of 4,000 million PP capital increase shares. POLAR consequently proceeded these matters despite its unclear