-General Ruenvadee Suwanmongkol is the only official receives the “Outstanding Digital Organization Leader Award” this year.   “SEC strong advocates on bringing digital technology to improve our services

Facebook Page ชื่อ Stock Market Leader - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 19/07/2567)

Certification of audit firm's leader

Certification of audit firm leader Date……..Month………….Year………… Dear Secretary – General of the Securities and Exchange Commission I, Mr./Mrs./Miss………………………………………………….… (leader’s name), the leader of

asset report will be more flexible in that the report must be sent within 5 working days of the following month to the clients or at least once a year to the clients who have been inactive for more than a

asset report will be more flexible in that the report must be sent within 5 working days of the following month to the clients or at least once a year to the clients who have been inactive for more than a

SEC’s website. Signature of the applicant is required. (4) Certification of audit firm’s leader. Signature of audit firm’s leader is required. (5) Form 61-2F Certification and consensus of audit firm in

of Thailand (SEC). I, the leader and authorized director of ……………………………………….……... (name of the audit firm), hereby certify and consent as follows; 1. I certify that the audit firm has audit quality

Management (Singapore) Limited 3. Ms. Waratchya Srimachand, SEC  ​ Deputy Secretary-General 4. Mr. Kasin Sutuntivorakoon, Wealth Business Leader and Asia’s Financial Institutions Segment Leader, Mercer

misconduct occurred.Following a report of the Stock Exchange of Thailand, the SEC further probed into the case and found that {A} activated an inactive securities trading account of a client in order to submit