misconduct occurred.Following a report of the Stock Exchange of Thailand, the SEC further probed into the case and found that {A} activated an inactive securities trading account of a client in order to submit
, 2015. (SEC?s new organization chart) In this regard, the SEC has appointed new directors as follows: 1. Mr. Pariya Techamuanvivit Director, Corporate Affairs Department2. Mrs. Somsuda Tanchanpongs
Assistant Secretary-General in 2011.Meanwhile, the SEC Board approved changes in the line of command, effective from October 1, 2014. (see the organization chart: http://www.sec.or.th/EN/AboutUs/Pages
SEC organization chart. SEC Board Capital Market Supervisory Board SEC Executives The SEC Office's organization structure SHARE : For More Information ContactUs SEC Help Center Tel. +66-2033-9999 Was
SEC organization chart. SEC Board Capital Market Supervisory Board SEC Executives The SEC Office's organization structure SHARE : For More Information ContactUs SEC Help Center Tel. +66-2033-9999 Was
Mr. Thiti Tarasuk Mr. Thiti Tharasuk, an authorized director of Chart Master Co., Ltd., had convinced and solicited the public to invest in derivative contracts. Such solicitation was made via
Mr. Narathip Lohawaroj Mr. Narathip Lohaweroj, an investment consultant of a securities company had cooperated with Mr. Thiti Tharasuk, an authorized director of Chart Master Co., Ltd., convinced
Mr. Torpong Thammasombut Mr. Torpong Thammasombat, an investment consultant of a securities company had cooperated with Mr. Thiti Tharasuk, an authorized director of Chart Master Co., Ltd
Mrs. Sakonwan Paruang Miss Skonwan Paruang had cooperated with Mr. Thiti Tharasuk, an authorized director of Chart Master Co., Ltd., who had convinced and solicited the public to invest in
/>ไม่มีความเคลื่อนไหว (inactive account) การมีนโยบายในการให้วงเงินซื้อขายหลักทรัพย์และการกู้ยืมเงินเพื่อซื้อหลักทรัพย์ที่สะท้อนถึงพฤติกรรมการซื้อขายหลักทรัพย์ของลูกค้า เป็นต้นนอกจากนี้