On December 28, 2018, SEC together with the Legal Execution Department and the Department of Legal Execution, Office of the Attorney General, signed a Memorandum of Understanding for the benefit of legal execution against offenders. It is the integration of collaboration between the three agencies, supporting the functions of each agency including exchanging information, knowledge and expertise in the prevention of the transfer of property enabling the collection of assets of offenders or defen...
to improve their supervision and surveillance capabilities. This training will ensure the Thai market remains even with international counterparts; with a primary goal of preventing negative impact on
scores and recommendations are summarized as follows:(1) Client acceptance and continuance (A&C): Some audit firms may need to improve A&C by requiring consideration on all significant information before
particular person to reduce inappropriate PP offering. The SEC is proposing to amend the PP offering regulations to further enhance efficiency of such offering and maintain sufficient investor protection
in onshore and offshore interest rates. In addition, international trade has caused volatility spillovers; in particular, the spillovers from large economies with large volumes of international trade
, proposing recommendations, and distributing a checklist, in order for listed companies to improve their information disclosure.For an informed investment decision, investors need to analyze MD&A in the Form
Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)
Valuation” took place on 28 June 2024, at Sheraton Grande Sukhumvit Hotel, Bangkok. This seminar aimed to empower capital market professionals, in particular securities analysts, with the practical
,? said SEC Secretary-General Rapee Sucharitakul. The Thai capital market in particular has made significant progress in the area. This includes the satisfactory results of the ASEAN CG Scorecard