of assets are deemed, according to the relevant criterion, to always, sometimes or never meet the relevant threshold. It uses the following ‘traffic light’ color-coding:  Green: types of asset that

management company; or a management company is unable to continue to meet the criteria set out under Clause 5, the Office shall have the power to instruct the branch office to close temporarily or permanently

performance of a management company; or a management company is unable to continue to meet the criteria set (Translation) Page 3 of 3 out under Clause 5, the Office shall have the power to instruct the branch

operations of a branch office may damage the financial position and performance of a management company; or a management company is unable to continue to meet the criteria set (Translation) Page 3 of 3 out

Bonds must meet, in addition to meeting the appropriate specific Sector Criteria. 1.3. The need for Waste Management Criteria The World Bank has estimated GHG emissions from waste management alone as 5

exemption or light-touch track for offers made to sophisticated investors or private placements. However, the SEC proposes that ICO for “investment participation” be initially allowed for institutional

be eligible for cross-border offerings, the mutual funds must meet acceptable standards. Such mutual recognition would help to increase competitive edge of the asset management business in the

document laying out the common requirements that all Certified Climate Bonds need to meet, in addition to the sector-specific Criteria (V2.1 is the most recent update version) 4. Climate Bonds Standard

meet market demand in 3Q17. Therefore, the tailwinds in volume and margins are expected to handsomely beat earnings estimates on a fully diluted basis following the exercise of W1 warrants. 3 In last

Covered Funds and Covered Management Companies and related Cooperation Dated 20 January 2021 This MoU has been concluded between the SFC and the SEC in light of global financial market growth and increasing