investment units of mutual fund; 2) Redemption payment in the form of securities or other assets in lieu of cash (Pay in Kind); 3) Incorrect pricing of the investment units; 4) Fees or expenses imposed on the
investment units of mutual fund; 2) Redemption payment in the form of securities or other assets in lieu of cash (Pay in Kind); 3) Incorrect pricing of the investment units; 4) Fees or expenses imposed on the
list of asset that an investor would be able to exchange with ETF units according to the requirements of such ETF . “ exchanging in-kind ” means entering into the following transactions with a management
exchange, as the case may be, which are in a list of asset that an investor would be able to exchange with ETF units according to the requirements of such ETF. “exchanging in-kind” means entering into the
with ETF units according to the requirements of such ETF. “exchanging in-kind” means entering into the following transactions with a management company or the issuer of ETF units, as the case may be: (1
การรับช าระค่าซื้อหน่วยลงทุนของ MF เป็นหลักทรัพย์หรือทรัพย์สินแทนเงินสด (in kind) ได้ ผ่อนคลายให้ MF for PVD รับช าระค่าซื้อหน่วยลงทุนเป็นหลักทรัพย์หรือทรัพย์สินแทน เงินสด (in kind) ได้ โดยจะต้องก าหนด
public enforcement in Asia, the first of its kind elaborated at a regional level. The Guide is the result of two years' work by a Task Force chaired by Ms. Selvarany Rasiah, Chief Regulatory Officer, Bursa
of consideration of my application and supervision of my duty performance throughout the approval period. For your kind consideration. Yours Sincerely, Signature
of consideration of my application and supervision of my duty performance throughout the approval period. For your kind consideration. Yours Sincerely, Signature
Thavaramara said: ?The SEC strongly advises against pre-authorization on blank forms or documents of any kind to prevent investment consultants from using such documents to seek unlawful personal gains. Also