Bangkok, 1 November 2017 ? The SEC is seeking public comments on the draft rules governing initial public offerings (IPOs) to cornerstone investors to create greater opportunity for success of IPOs
-making of shareholders.?Investors are a key component in the quality chain of listed company supervision. Apart from the awareness of their own rights, investors are advised to proactively protect them by
The warning came after the SEC had received information from the concerned public and stakeholders who noticed that unlicensed business operators in the securities and digital asset sectors
be able to offer for sale of shares to this type of investor without limitation on offering amount. The consultation paper is available on www.sec.or.th. Stakeholders and interested parties are
institutional investors in line with international practice.AIMC Chairperson Voravan Tarapoom said that on 24 January 2018, all AIMC members, 26 asset management companies to be exact, declared their intention to
receipts to high net worth investors, except institutional investors, must be done through intermediaries.Senior Assistant Secretary-General Prakid Punyashthiti said: ?The current rules allow high net worth
To ensure that asset management companies primarily manage funds for the investors’ benefits, SEC has revised the regulations in order to control and monitor mutual fund management by requiring
measures for protecting shareholders and investors.“Supervision of securities trading activities to ensure market orderliness and fairness is one of the measures for protecting the interests of shareholders
Facebook Page ชื่อ Money Investors : Unlicensed securities and derivatives business (Disclosure Date : 20/02/2024)
Facebook Page ชื่อ For investors : Unlicensed securities and derivatives business (Disclosure Date : 30/07/2024)