SEC Secretary-General Ruenvadee Suwanmongkol said: “This seminar is the first opportunity of SEC to welcome SME entrepreneurs from all over the country that are members of the Federation of Thai SME. The main purpose of this seminar is to raise SMEs’ awareness about the role of capital market and how to access funds in capital market through various types of financial instruments. We view that our cooperation with the Federation of Thai SME will help SMEs access funds in the capital marke...
Ruenvadee Suwanmongkol, Secretary-General of SEC, remarked: “The enhancement of shareholders’ rights and protections is SEC’s main mission. Scaling up the legal knowledge regarding securities and exchange act and class action litigation on securities fraud to lawyers will strengthen legal remedies available for defrauded investors in capital market. Therefore, SEC joins hand with Lawyers Council under Royal Patronage to help lawyers sharpen their capability about class action in capital m...
: 28/02/2562 วันที่ตอบ : 05/03/2562 คำถาม : กองทุน buy & hold ในการคำนวณอัตราส่วนการลงทุนใน derivatives ที่มิใช่
servicing clients who want to reclaim their assets and will lay off all employees,SEC found out that clients’ digital assets which remained under control or in possession of BX were transferred thereafter
ประโยชน์ของกองทุนรวม ที่ นจ.(ว) 7/2563 เรื่อง ซักซ้อมความเข้าใจเกี่ยวกับการจัดตั้งกอง buy & hold เพื่อซื้อทรัพย์สินของกองทุนรวมตราสารหนี้เพื่อเสริม
mentoring system and trainings. 4.5 The company has a succession plan for important positions. 5. The organization hold personnel accountable for their internal control responsibilities in the pursuit of
offspring of such persons; and (e) Any juristic persons in which the persons under (a), (b) or (c) hold shares or have power to control or have other material interest, whether directly or indirectly; (5
(3) electronic meeting: if listed companies intend to hold the shareholders’ meeting via electronic media, it is advisable to consider the use of reliable meeting control system in accordance with
policy(2) Preparing consent forms(3) Selecting and implementing appropriate security safeguards such as access control(4) Producing and managing “Record of Processing Activities (ROP)” that will used to
Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2)