being held in Bali, Indonesia.The Meeting endorsed the ASEAN Transition Finance Guidance (Guidance] which serves as a common standard guidance for what constitutes a credible, transparent, and inclusive
Administration Department, Stakeholder Relations Department and Capital Market Promotion Center. Newly appointed Assistant Secretary-General Nataya Niyamanusorn manages this Division. 2.3 Legal Counsel
Identification And Beneficial Ownership For The Securities Industry และ Anti-Money Laundering Guidance for Collective Investment Schemes จึงขอเปิดโอกาสให้บริษัทหลักทรัพย์และผู้ประกอบธุรกิจ http://law.sec.or.th
With this manual as guidance, it is expected that the business operators will accordingly review their risk management policies and procedures and report the results to the SEC as part of their
consultations to visitors and advice on investment fraud prevention, and shared guidance on how to use the SEC Hotline 1207, extension 22, for reporting suspicious activities regarding investment scams. The
training also covered fundamental knowledge about carbon credit standards, strategies for reducing greenhouse gas emissions through various mechanisms, guidance on selecting appropriate carbon credit
consultations to visitors and advice on investment fraud prevention, and shared guidance on how to use the SEC Hotline 1207, extension 22, for reporting suspicious activities regarding investment scams. The
), which was created by CFA Institute. The GIPS Standards include ethical principles that provide investment firms with guidance on calculation and reporting their investment results to prospective clients
suggestions on the matter are welcome until December 20, 2012Advertisement content and format must contain essential, complete and correct information without suitable guidance or any guarantees of return on
speakers from the US SEC; Mr. Daniel M. Gray, Senior Special Counsel for Market Structure in the Division of Trading and Markets, and Mr. Thomas Mester, Senior Specialized Examiner in the Office of