Bangkok, 15 March 2017 - The SEC has suspended the approval of two securities investment consultants, {A} and {B}, for failing to perform duties with responsibility and deliberation as a professional
awareness and responsibility over project management for the benefit of digital token holders and increasing confidence in both fundraising and investment through ICOs. The proposal contains the following
responsibility in the investment-related field of the mutual fund management company. 2.2 The mutual fund management company shall organize knowledge enhancement or training sessions for their fund managers and
SEC, Thailand can neither undertake any responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the
on derivatives trading. Clause 2 A derivatives broker shall provide a written contract or an agreement on custody of assets of clients which indicates the right, duty, and responsibility of both
derivatives trading. Clause 2 A derivatives broker shall provide a written contract or an agreement on custody of assets of clients which indicates the right, duty, and responsibility of both parties and
-traded fund Index fund Capital-guaranteed fund Any other type, please specify https://capital.sec.or.th/webapp/phs/upload/phs1505465292hearing_27_2560_S02.pdf Principles of Corporate Governance - G20
> Management of Mutual Fund > Additional rules for guaranteed funds Regulations SHARE : Detail Content Management of Mutual Fund 21. Additional rules for guaranteed funds (1) In an arrangement with a new