Silver Line Trading Intertrade Co., Ltd. Silver Line Trading Intertrade Co., Ltd. operated derivatives business without license or registration with the SEC in violation of Section 16 of the
Silver Line Trading Intertrade Co., Ltd. Silver Line Trading Intertrade Co., Ltd. operated derivatives business without license or registration with the SEC in violation of Section 16 of the
tracking ETFs including physical gold ETFs16. 3. The Thai Covered Fund’s net exposure17 resulting from the investment in derivatives must not exceed 100% of the fund’s net asset value (NAV), as defined in
Covered Management Company must be subject to ongoing regulation and supervision by the SFC. 3 Physical gold invested by such gold ETFs must possess a standard and fineness recognized by the London Bullion
Mr. Jaray Chanchaisilp Mr. Jaray Chanchaisilp, director of Silver Line Trading Intertrade Co., Ltd. and Diamond and Silverline Group Co., Ltd., operated derivatives business without license or
Mr. Jaray Chanchaisilp Mr. Jaray Chanchaisilp, director of Silver Line Trading Intertrade Co., Ltd. and Diamond and Silverline Group Co., Ltd., operated derivatives business without license or
after COVID-19” 5. “Stronger SMEs: a Silver Lining after COVID-19” The first episode, “How to Invest in the Time of COVID-19” will be launched on Friday, 1 May 2020, featuring Mr. Paiboon
Chanchaisilp for operating unlicensed derivatives business.Sakkarin Ruamrang, SEC Assistant Secretary-General, said that ?The SEC?s probe revealed that G.O.L. (Thailand) held itself out as gold futures trading
included sukuk, infrastructure fund, foreign exchange-traded fund (ETF), real estate investment trust (REIT), foreign exchange bond, gold fund investing directly in gold bullions or in the form of gold ETF
ผู้ย่ืนค าขออนุญาต ให้ผูรั้บผิดชอบในการด าเนินการ (“CIS operator”) ซ่ึงได้แก่ บริษทัหลักทรัพย์จัดการกองทุน ฮ่องกง (Hong Kong Covered Management Company) หรือตัวแทนในประเทศไทยของ CIS operator (“local