provide a measure for protecting information security and computer system and network which is sufficient for preventing an unauthorised person from accessing, acknowledging, utilizing or altering such
, utilizing or altering such information or system. Clause 7. The securities company must provide a controlling measure which is sufficient for the developed or modified application software to have a correct
results in creating, altering, transferring, reserving or extinction of client’s right in his/her own asset, without or fail to comply with instruction or consent in writing from the client or any person
act which results in creating, altering, transferring, reserving or extinction of client’s right in his/her own asset, without or fail to comply with instruction or consent in writing from the client or
derivatives broker shall submit clients in accordance with the rules specified in the notification of the SEC Office. Clause 5. Derivatives broker shall not engage in any act which results in creating, altering
ล่วงหนา้ของสินคา้ท่ีเกิดจากปัจจยัอ่ืนๆ นอกเหนือจากอตัราดอกเบ้ีย (forward gap risk) 3% ของฐานะรวม โดยฐานะรวม = | ฐานะ long + ฐานะ short | โดยค่าความเส่ียงในการมีฐานะในสินคา้โภคภณัฑแ์ละตวัแปรอ่ืนจะเท่า
Theeraworn said: “SMEs and capital market seem normally irrelevant. Many SME entrepreneurs have no idea about capital market or think that capital market is for big companies. SEC sees this gap and therefore
as alternative source for fundraising. Stronger local businesses contribute positively their communities by narrowing down income gap with increase in employment rate and income distribution as well as
Thailand setting. Fill the gap for standard setters who may consider mandatory auditing of D&T information to improve the quality of disclosures and to reduce audit report timeliness What’s new? Corporate
ตาม gap ที่ได้วิเคราะห์จากปีที่ผ่านมาและเกณฑ์การประเมิน ITA ปี 66 3.2 งานศึกษา data-driven governance 3.3 ติดตามความคืบหน้าภาพรวมกำรด ำเนินกำรเพื่อส่งเสริมคุณธรรมและควำมโปร่งใส รำยงำนต่อ คณะท ำงำน ITA อ