fiduciary responsibilities: 1. Adopt a clear written Investment Governance Policy 2. Properly prevent and manage conflicts of interest and prioritize advancing the best interest of clients. 3. Make informed
. Furthermore, it seeks to enhance the efficiency of bondholders’ representatives in fulfilling their duties and bolster the credibility and protection of debt securities investors. The SEC and ThaiBMA are
://market.sec.or.th/public/idisc/Download?FILEID=dat/news/201902/19021674.pdf E_1 Legal_FA_2015_12_29-c Community (AEC), and the advancing digital age amid the rapid pace of technological advancement, thus leading to
ระดับให้ตลาดทุนอาเซียนสามารถตอบโจทย์การพัฒนาอย่างยั่งยืน โดยสอดรับกับแนวคิด “Advancing Partnership for Sustainability” ภายใต้การเป็นประธานอาเซียนของไทยในปีนี้ ที่ประชุมยังหารือเรื่องการพิจารณารับ
relevant stakeholders and is responsible for protecting and generating sustainable value over the long term. In fulfilling their role effectively, board members should: a) guide, review and approve corporate
inconsistent with the ever-advancing technologies and do not allow businesses to access necessary information sufficiently. The FinTech Act would not only reduce such limitations by allowing established
of the SEC’s efforts to enhance a well-balanced financial reporting ecosystem and the quality of financial reports in the capital market, thus fulfilling our mission to develop the Thai capital market
an electronic transaction and applying FinTech to business operation are still a challenge in Thailand mostly because the governing laws are inconsistent with the ever-advancing technologies and do not
and innovations to facilitate fast and convenient market access, more efficient cost management of existing and new intermediaries in fulfilling investors? demands, enhancing market supervisory
convenient market access, more efficient cost management of existing and new intermediaries in fulfilling investors? demands, enhancing market supervisory standards, and corporate reform to streamline