submit a securities’ trading instructions by themselves; (2) accept a securities trading account application and forward the application to head office or a full-service branch office for approval; (3
; (2) A derivatives operation unit, the derivatives broker may arrange for the full-service branch office to share the derivatives operation unit with the head office or other full-service branch offices
; (2) A derivatives operation unit, the derivatives broker may arrange for the full-service branch office to share the derivatives operation unit with the head office or other full-service branch offices
themselves; (2) accept a derivatives trading account opening form and forward the application to head office or a full-service branch office for approval; (3) accept or deliver money or securities by
Head of Compliance
Head of Compliance
Head of Compliance
Head of Compliance
Head of Compliance
การแจ้งแต่งตั้งและสิ้นสุดการแต่งตั้ง head of compliance