Category of Investment Advisory Service 25/02/2016 01/04/2016 5. Notification of the Securities and Exchange Commission  KorChor 1/2555 Exclusion of Credit Rating Agency Business from Securities
inspection to evaluate its compliance with its policies and procedures? – Monitoring Process If yes, please specify 1) Who perform such function e.g. in-house, outsource, network firm? 2) How often the firm
Questionnaire A Monitoring the Firm’s Quality Management Policies and Procedures Firm's Reference /Guidance Notes Description A1 Does the whole firm perform inspection to evaluate its compliance with
Assets/projects not covered Explanation for exclusion Facilities producing Electricity from biodegradable municipal solid waste (MSW), including sewage sludge and food waste. Covered by the Water
infrastructure maintaining fossil fuel use patterns be excluded. This exclusion clause is based on the aforementioned principles of avoiding lock-in and promoting technologies that will contribute to long-term
serious, thoughtful investor who deserves to be listened to. *In the interest of transparency, letters to public officials should be disclosed on your website. [ 15 ] Grounds for exclusion: Rule 14a-8(i
imposed by the company management in several matters including audit procedures to evaluate effectiveness of internal control over small-sized gas cylinders quantity, deposits received for small-sized gas
the assessment process to evaluate the qualifications of the applicants seeking licenses to operate digital asset businesses. If an applicant is qualified, SEC will propose Minister of Finance to
DJSI. If yes, assess whether the disclosure can be applied to TCFD 3.3 3.4 Evaluate internal risk management processes and consider whether they can be adapted to incorporate climate-related risks
evaluate the quality risks, how many levels are determined, and what are the definitions for each level? For example, how many level of likelihood are there, and what are the definitions for each likelihood