providers, the securities company shall ensure that the business continuity plan under Clause 6 covers events of disruption of service providers except where the securities company has established any
established any arrangement to ensure that the relevant service provider is able to continue to provide the critical functions in such event of disruption. Clause 9. A securities company shall carry out the
first paragraph is a commercial bank under the law on financial institution business, a life insurance company under the law on life insurance, or a financial institution established under a specific law
in Thailand. SET actively promotes the role of women in business. We collaborated with CG evaluation organizations, and created our own SET ESG Ratings, which provided recommendations and indicators
56-1), as well as the evaluation of CGR have been incorporated into the CG Code.SEC Secretary-General Rapee Sucharitakul said: ?The board of directors of a listed company should realize that it is in
, nevertheless, make an opt-in request to do the suitability test for evaluation of their portfolio investments and transactions. The revised regulations will be effective as from April 1, 2014 (for details of the
for institutional clients. The institutional clients may, nevertheless, request to do the test for evaluation of their portfolio investments and transactions. The proposed rules and consultation paper