bar from serving as a director or executive in a securities issuing company between 23/07/2024 and 22/07/2025 - a bar from serving as a director or executive in a
financial advisory firm to re-evaluate the fair value of such investments with the use of the income-based approach and the discounted cash flow and Black-Scholes option pricing model. Based on the selection
18,293,713.95 Baht - a bar from serving as a director or executive in a securities issuing company between 27/04/2024 and 26/02/2027 SEC Act (before the fifth amendment
· Forms 2 Does the firm have policies and procedures for the retention of firm’s documentation for a period of time sufficient to permit those performing monitoring and review procedures to evaluate the
civil penalties determined by the Civil Penalty Committee as follows : - a civil monetary penalty of 1,500,000.00 Baht - a bar from
> - a civil monetary penalty of 500,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 03/12
730,135.00 Baht - a bar from serving as a director or executive in a securities issuing company between 04/12/2019 and 03/12/2020 - a bar from
penalty of 807,601.30 Baht - a bar from serving as a director or executive in a securities issuing company between 09/12/2019 and 08/12/2020  
; - a civil monetary penalty of 500,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 31/03/2020
of 500,000.00 Baht - a bar from serving as a director or executive in a securities issuing company between 31/03/2020 and 30/03/2021