of expenditure. Meanwhile, it would be very beneficial if the industry adopts CSR in process to banking business operations. Moreover, banking industry may further some of the SEC projects to promote
than those who open an account under the normal process. The happening of this service derives from an extension of commercial banks' service coverage in a sandbox project under the Regulatory Sandbox
ใช้จ่าย ก็จะสร้างนิสัยการออมผูกพันในระยะยาว ทั้งนี้ เพื่อทำ CSR in process ร่วมกันทั้งอุตสาหกรรมก็จะเป็นประโยชน์อย่างยิ่ง โดยอาจต่อยอดจากโครงการของ ก.ล.ต. ในการเสริมสร้างความรู้และทักษะด้านการบริหาร
Asset Advisor, Digital Asset Fund Manager, and Custodial Wallet Provider. In this regard, it is important to ensure that licensing process effectively screen the readiness and qualifications of the
Bangkok, 12 January 2024 – The Securities and Exchange Commission (SEC) is seeking public comments on the proposed drafted to the regulations concerning the approval process for a capital market
firm considers as high risk? Please describe the relevant responses to these risks 2 Does the firm consider all ethical requirements outlined in the Code of Ethics during the risk assessment process for
, responsible and transparent corporate governance practices. Such analysis should be viewed as an important tool in the process of developing an effective corporate governance framework. To this end, effective
. • Establish records of auditor rotation within the firm as per the requirement in the Code of Ethics, as well as establish monitoring process on those records. - 13 - Observations Associated risks