Section 93 Securities and Exchange Act B.E. 2535 Section 93. Any person wishing to act on behalf of a company established to undertake securities business under foreign law by setting up a
scammers and thus reduce investment risks to a certain degree.”During the campaign week, the SEC Thailand will reach out to the general public through the launch of a series of educational motion graphics
Exchange Commission No. Kor Thor. 7/2539 Re: Shareholders’ Structure and Shareholding Proportion of a Limited Company or Public Limited Company Which Is Established to Undertake Securities Business in the
subsidiary company, in this regard, the Company hereby informs you that on 16 November 2018, The Company had established the subsidiary company in accordance with resolution of the Board of Directors Meeting
and securities businesses; 1.2 determining shareholding proportion of the finance and securities company’s shareholders in the newly established limited or public limited company, during the
Securities and Exchange Act B.E. 2535 to allow qualified financial institution or such other legal entities to undertake such securities business by means of being shareholders of newly established company
Audit Firm Name: Subject : ENGAGEMENT PERFORMANCE Prepared by Date ENGAGEMENT PERFORMANCE : Policies and procedures should be established to provide the firm with reasonable assurance that the work
with its use. 2 (4) juristic person established by specific law; and (5) issuing entity established in any other forms as specified in the notification of the SEC.” SECTION 4. The provision of Section 5