services to investors continuously and clients’ digital assets are securely safeguarded. The SEC requires that digital asset business operators have efficient risk management and be equipped to tackle
that those personnel must be equipped with knowledge, capability and approved by the SEC. The business operators must apply necessary assessment procedures to ensure that their investment consultants
attach to the audit firm equipped with audit quality control system. These efforts will support the Thai capital market and Thai accounting professions to gain more investor confidence, both domestic and
business operators before the royal decree on digital asset businesses went into effect on 14 May 2018. “SEC has a duty to standardize business practices to ensure that operators are well-equipped in terms
equipped with knowledge and capability in trading futures contracts and protecting their own interest. Notification of the Securities and Exchange Commission No. KorThor. 3/2551 Re: Additional Determination
. When a financial sector is well-equipped with the necessary capacity and capabilities to innovate products and services in a cost-effective manner to tackle ESG issues, particularly climate change, it
products, the SEC and the Associations discussed an importance of financial planning. The banks? investment consultants should be equipped with capability to provide preliminary advice for investors to raise
standardize business practices to ensure that operators are well-equipped in terms of management structure, work systems, particularly an efficient information technology (IT) systems with a penetration test
operators have efficient risk management and be equipped to tackle cyber threat to ensure that clients’ digital assets under their custody are safe. Essentially, digital asset business operators are required
Exclusive Opportunities Comprehensive Development There are 3 key development aspects of the EEC equipped with various mechanisms under the EEC Act 2. Favorable Ecosystem • EEC Demand-Driven Education