consolidated financial statements as of 30 September 2024, ensuring that this shall not be considered an event of default under the terms and conditions; (2) A revision of the interest rearing debt to equity

be considered in evaluating the issues, assessing their necessity, ensuring consistency, and addressing law enforcement obstacles. The goal is to enhance the governance of digital assets to be more

refresher course for IA renewal, ensuring common standards across the industry;   (3) To establish transitional provisions to accommodate the refresher course training for IA who have already started training

business license, Sor-1 type, for failure to maintain the required qualifications, effective 24 July 2023.The SEC is responsible for ensuring derivatives business operators’ compliance with the applicable

. For example, data storage system, management system and custody of client assets. This is to promote flexibility in business operation while ensuring that supervisory guidelines are appropriate and

of the Securities and Exchange Act, ensuring their protection and avenues for redress. Mr. Thawatchai Pittayasophon, SEC Deputy Secretary-General, acting Secretary-General, and Mr. Rongrak

opportunities, while ensuring that investors would benefit from having professional investment consultants or investment planners provide securities and derivatives trading services according to investors? pre

essential to establish regulations ensuring that Thai securities companies, under the supervision of the SEC, implement stringent processes and systems for screening and monitoring. This will ensure that

margin loans and the loans to any particular client to ensure greater caution;   (3) To establish a concentration ratio for the securities used as collateral by each customer, ensuring it does not exceed

seminars underscore SEC Thailand’s commitment to building a sustainable capital market by equipping investment professionals with essential ESG knowledge and analytical tools, ensuring they are well