? concept and industry expectations while strengthening cooperation with the industry participants. The pilot project under Change Program is the Revision to Product Development Procedure. The SEC has
transactions.Vorapol Socatiyanurak, SEC Secretary-General said that ?The SEC has initiated a wide range of activities to enhance AGM quality. This year, we have encouraged the right protection volunteers to perform
SEC Secretary-General said “With respect to the policy of SEC to enhance the protection for investors in the capital market, auditors and audit firms is deemed to play an important part in the
recognition of the SEC Thailand’s international roles and collaboration for sharing of information, opinions, and experiences in different areas. About IOSCOEstablished in 1983, the International
each other both at the bilateral and multilateral levels over the past several years. The MOU signed today thus marks a significant milestone in enhancing capital market cooperation between the two
. ?Instead of making groundless accusations, all authorities involved in the investigation should be rendering their cooperation in scrutinizing the case and clarifying all the facts. We would not mind being
collaboration in case further clarifications or investigations are required. The meeting was held on 24 January 2024 at the DSI Building. In the picture (from left to right):1. Ms. Pattanaporn Tripipat, SEC
Under the existing regulations, each business operator allows to prepare the customer complaints’ handling report in its own style and classify the type of complaints as it deems appropriate. Such variations have caused SEC extra time on processing the data for regulatory use. In addition, the current regulation which requires the operator to submit the report in paper form to SEC has incurred an undue burden to the business. SEC, therefore, proposes to amend the regulations by requiring...