custodians under draft amendments to the Provident Fund (PVD) Act and within the securities trading framework. The Custodian Club consists of 13 members, including commercial banks engaging in fund supervision

SHARE : SEC warns investors to be cautious with digital asset investment Friday 10 August 2018 | No. 87 / 2018 Bangkok, 10 August 2018 – SEC is warning investors to proceed with caution after discovering

engagement in the securities business of investment advisory service (IA): amending the conditions for exempting from engaging in IA; adding exemption from engaging in IA for personnel of foreign business

should enhance monitoring and engagement with the Investee Company, such as by formally notifying the Board of Directors of the concerns identified or engaging with the Chairman of the Board of Directors

SHARE : SEC public warning of solicitation for investment in digital assets Friday 26 October 2018 | No. 130 / 2018 Bangkok, 26 October 2018 – SEC is advising the public to be cautious about the

risks from making such investment if the entire investment amount is lost. The next topic is “Being Cautious” under which awareness is raised for the public to know what they need to be wary of if they

personnel. Therefore, investors should be extra cautious not to get involved in such form of investment.  Currently, there is no approved digital token issuers as well as there are no such applications

be actual expenses for engaging reviewers and / or consultants in the preparation of carbon footprint disclosure, but in any case not exceeding 50,000 baht per year.   The consultation paper is

Initiative ................... 30 Table of Contents [ 6 ] BEYOND COMPANY ENGAGEMENT Engaging on Public Policy

token issuers as well as there are no such applications and/or filing documents being officially submitted to SEC for digital token offering. Therefore, investors are advised to be cautious with such