the Initiatives encompass the entire financial sector, they shall directly result in the sustainable transformation of the financial sector, and indirectly support the transition of the real economy to
Clause 2(2) must cover all critical functions which at minimum shall include the following components: (1) Operational procedures for maintaining or recovery of business operations which contain sufficient
distributed to Shareholders. As the outbreak of the Coronavirus Disease 2019 (“COVID-19”) in Thailand which is rapidly spread and could cover wider range. In this regard, the government has announced a state of
centers may be lent or borrowed; (2) Types of collateral assets shall also include a) cash in all currencies, b) all types of listed securities except warrants, c) investment units of open-ended funds
necessary. Clause 4. In addition to the material information of the contract that should be identified as agreed upon by counterparties, the securities registrar shall include the following contents in the
investment research in compliance with ASCO guidelines as approved by the SEC. The guidelines will include the requirements that brokers must produce investment research to cover at least 30 securities; each
(explicit guarantee). In case of financial resources for covering liquidity risk, the assets under Paragraph 1 shall include credit facilities granted by a commercial bank. The derivatives clearing house
of rules on every five percent reportThe revisions intend to lessen the burden of reporter and provide more information to investors. To begin with, the revisions to lessen the burden of report include