have, or are, developing Stewardship Codes or the equivalent. ‘Stewardship’ is not a term used in this document because it is less well understood in some parts of the world; nonetheless, the discussion
unit holders by calculating returns that vary according to a formula of calculation or a certain condition that is not easily understood by retail investors; “notification on investment” means the
company shall have a process ensuring that the person who performs a duty of an investment advisor has acknowledged and understood the information in the analysis report well enough to be able to give
ensuring that the person who performs a duty of an investment advisor has acknowledged and understood the information in the analysis report well enough to be able to give accurate and suitable investment
carefully monitor the ongoing situation and changing consumer behaviors understood to be the ‘New Normal’ and will take actions to ensure that the Group adjusts to respond to the needs of customers in a
understood, monitored, transparent and regularly reviewed. 4.5 Employee share dealing The board should develop clear rules regarding any trading by directors and employees in the company’s own securities
briefly and concisely through easily understood words of no more than 1,500 characters, which shall at least be summarized with bullet points as follows: • Investment policy of a fund should reflect which
. Investment policy and strategy Information should be presented briefly and concisely through easily understood words of no more than 1,500 characters, which shall at least be summarized with bullet points as
strategy Information should be presented briefly and concisely through easily understood words of no more than 1,500 characters, which shall at least be summarized with bullet points as follows: • Investment