, effective from July 9, 2015.3. Suspended Wasana Chaiyawuth from her duty as the approved capital market investment consultant for 2 months, effective from July 9, 2015. 4. Suspended Monta Pinooncharoensit

as the approved securities investment consultant for 1 month, effective from July 9, 2015.3. Suspended {C} from her duty as the approved capital market investment consultant for 2 months, effective

Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, revoked the approval as securities investment consultant of {A} and set the period to accept her re

Bangkok, November 11, 2014 - The SEC revoked the approval of Panadda Burapawijitnon, a capital market investment consultant for ten years, and {B} (formerly named {C}), a securities investment

80,348 Fundamental Investment Analyst on Capital Market 169 173 173 176 177 178 180 180 180 175 177 179 Fundamental Investment Analyst on Securities 862 865 869 871 870 876 879 883 885 856 857 859

all sectors of the capital market, namely the Association of Thai Securities Companies (ASCO), the Association of Investment Management Companies (AIMC), the Thai Bankers Association, the Association of

  Bangkok, June 2, 2015 - The SEC revoked an approval of {A}, a capital market investment consultant, for using the client's account for her own trading and illegal use of the client's assets. She

market personnel has been set in lieu of the revocation because her approved capital market investment consultant status has ended since December 31, 2014 without a renewal. The said period is effective

the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated

investment consultants has been effective from May 26, 2015. *Clauses 20(1) and (2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business